What is a Blawg?
“Blawg” is a term used to describe a blog that pertains to an area of law or other legal issue.
Wikipedia defines “Blawg” as “a law blog.
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- New Leveraged ETFs Hit The Market — Investors Beware
- Leveraged and Inverse ETFs May Not Be Suitable For All Investors
- Colorado Division of Securities Charges Stifel Nicolaus with Fraudulent Sales of Auction Rate Securities
- Obama Administration Continues Push for Regulatory Reform
- JP Morgan Returns More Than $28 Million to Missouri Auction Rate Securities Investors
- SEC joins FINRA In Cautioning Investors About Risks of Leveraged ETFs
- New York Attorney General Sues Charles Schwab Over Auction Rate Securities (ARS) Sales
- Message to Investors: Don’t Ignore Losses in Your Investment Accounts
- TheAtlantic.com: The Final Days of Merrill Lynch
- Kueser Law Firm Blog » Blog Archive » New Leveraged ETFs Hit The Market — Investors Beware on New Leveraged ETFs Hit The Market — Investors Beware
- Kueser Law Firm Blog » Blog Archive » SEC joins FINRA In Cautioning Investors About Risks of Leveraged ETFs on Firms Asked to Account for Sales of Leveraged ETFs
- More Broker Dealers Restrict Sales of Leveraged ETFs : Kueser Law Firm Blawgs on Firms Asked to Account for Sales of Leveraged ETFs
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News – Securities Fraud
- News: Top Defense Lawyers Join Arnold & Porter's White Collar Group ...... and a foreign government in a variety of matters, including parallel SEC and DOJ securities fraud investigations, FCPA investigations, criminal and ... See all stories on this topic […]
- Former McKesson Chairman Gets 10-Year SentenceMcCall, 65, of Delray Beach, Fla., was convicted last November of four counts of securities fraud and one count of circumventing internal accounting ... See all stories on this topic […]
- LI Church Leaders Guilty Of Securities FraudBy their guilty pleas, the defendants, all of whom held leadership positions in a Forest Hills church, admitted to their roles in a securities fraud scheme ... See all stories on this topic […]
- SECURITIES AND EXCHANGE COMMISSION v. WHITTEMOREAs a result of a civil judgment based on securities fraud pursuant to a "pump and dump" scheme, the Securities and Exchange Commission moves for ... See all stories on this topic […]
- IN RE OMNICOM GROUP, INC. SECURITIES LITIGATION[ 3 ] This requirement exists because private securities fraud actions are "available, not to provide investors with broad insurance against market losses, ... See all stories on this topic […]
- More Wires in Galleon Probe, Report SaysAccording to The Journal, Mr. Tudor “has agreed to plead guilty to conspiracy to commit securities fraud in hopes of getting a reduced sentence”. See all stories on this topic […]
- Fraud Section Lawyers Promoted to Deputy ChiefMain Justice It wasn't immediately clear how their new duties will be split, but both have extensive experience prosecuting securities fraud. ... See all stories on this topic […]
- EFE Securities fraud: Former boss in courtThe arrest of Tsimba comes barely a month after EFE Securities was suspended from trading on the local bourse following the unearthing of fraud allegations ... See all stories on this topic […]
- WorldNetDaily's financial columnist faces $1.5 million SEC sanctionIn September 2009, the Fourth US Circuit Court of Appeals upheld Stansberry's SEC sanction, stating that securities fraud is not protected speech and ... See all stories on this topic […]
- Prosecution in KB Home Backdating Case Takes a New Tack: Personal GainKaratz was indicted last year on seven counts of mail fraud, five counts of wire fraud, three counts of securities fraud, four counts of making false ... See all stories on this topic […]
News – Investment Fraud
- Auditors set loose on health-care fraudSeveral officials in both houses said Democrats were likely to impose a new payroll tax of as much as 2.9percent on the investment and dividend income of ... See all stories on this topic […]
- Former Nevada Businessman Indicted for Mortgage FraudLAS VEGAS – A federal grand jury on Wednesday indicted a former Nevada investment company owner for mortgage fraud. Authorities say Brett Depue spearheaded ... See all stories on this topic […]
- Accountant pleads guilty to $2.6 million fraudLevi said Freeman stole hundreds of thousands of dollars from investment retirement accounts under his control. He said Freeman, in one instance, ... See all stories on this topic […]
- Grand jury today indicts company owner, employees for alleged mortgage fraudA federal grand jury today indicted a former Las Vegas resident who owned and operated numerous now-defunct Nevada investment companies, and two of his ... See all stories on this topic […]
- Do you trust your financial adviser?Globe and Mail According to recent research from the Canadian Securities Administrators (CSA), more than a million Canadians have lost money in an investment fraud. ... See all stories on this topic […]
- Oakbrook Terrace investment firm connected to Ponzi schemeThe SEC said the fraud has occurred since 2005 and that some cash was used for big-ticket items such as cars, homes and vacations. ... See all stories on this topic […]
- President Obama Signs Executive Order to Execute Fraud.Join today and be part of the best free investment newsletter on the web where we focus on market moving news. President Barack Obama is using a stop in ... See all stories on this topic […]
- Kirkland investment adviser charged with fraudBy LEVI PULKKINEN A Kirkland investment adviser is facing federal fraud charges following allegations that she bilked dozens of clients out of millions of ... See all stories on this topic […]
- Kirkland investment guru Breard charged in alleged Ponzi schemeInvestment guru Rhonda Breard has been charged with mail fraud and is expected to appear Wednesday afternoon in US District Court in Seattle. ... See all stories on this topic […]
- Cuomo Nets Another Pension Fraud Scalp »By Elizabeth Benjamin David Loglisci, former chief investment officer at the state comptroller's office, has pleded guilty to a Martin Act felony for his ... See all stories on this topic […]
SEC – Litigation Releases
- Richard Verdiramo, Vincent L. Verdiramo, Edward Meyer, Jr., and Victoria Chen
- Jose O. Vianna, Jr. and Creswell Equities, Inc.
- Francois E. Durmaz (aka Mahmut E. Durmaz), Robert C. Pribilski, USA Retirement Management Services (aka Usa Financial Management Services, Inc.), Defendants, and Sibel Ince, Mehmet Karakus, Marlali Gayrimenkul Yatirimlari, Marlali Investment Company, LLC, Gulen Enterprises, Inc., Relief Defendants
- Jay Lapine
- Presstek, Inc. and Edward J. Marino
- Salvatore Zangari
- Darko S. Mrakuzic
- Wealth Management LLC et al.
- Chaya Unger
- Charles C. Conaway and John T. McDonald, Jr.
SEC – Press Releases
- SEC Warns Investors of Phony Web Site Targeting Madoff Fraud Victims
- SEC Halts Ponzi Scheme Preying on Retirees Attending Estate Planning Seminars
- Chief Economist James Overdahl to Leave SEC
- SEC Charges San Diego Brokerage Firm with Failing to Supervise Broker Who Defrauded Two Florida Municipalities
- SEC Charges Nationally Known Psychic in Multi-Million Dollar Securities Fraud
- SEC Halts Ponzi Scheme Targeting Retired L.A. Bus Drivers
- SEC Charges Executives of Iowa Insurance Company With Misleading Proxy Disclosures to Investors
- SEC Charges Miami Couple in $135 Million Ponzi Scheme Targeting Cuban-American Community
- SEC and IRS Agree to Work More Closely Regarding Municipal Bond Enforcement
- Fee Rate Advisory #5 for Fiscal Year 2010