Also available at KansasCityLaw.tv In this video, Jason M. Kueser discusses typical causes of action in securities cases. These typical actions are: (1) fraud, (2) securities fraud, (3) breach of fiduciary duty, (4) breach of contract, (5) violation of state securities laws, (6) violation of federal securities laws, and (7) negligence.
This video is provided for informational purposes only and nothing contained herein is or should be constituted as legal advice. If you have questions related to any legal topic, you should consult with an attorney and should not rely solely upon information provided via the internet. The choice of an attorney is an important one and should not be based solely upon advertisements such as this website. Past results afford no guarantee of future results. Every case is different and must be judged on its own merits. *Any information submitted via this website may not be secure and/or confidential. Merely contacting this firm does not establish an attorney-client relationship.
This video is provided for informational purposes only and nothing contained herein is or should be constituted as legal advice. If you have questions related to any legal topic, you should consult with an attorney and should not rely solely upon information provided via the internet. All content provided on this blog are subject to the Disclaimer at the bottom of the page.
The choice of an attorney is an important one and should not be based solely upon advertisements such as this website. Past results afford no guarantee of future results. Every case is different and must be judged on its own merits.
*Any information submitted via this website may not be secure and/or confidential. Merely contacting this firm does not establish an attorney-client relationship.
A Rancho Santa Fe stock promoter has been accused of fraudulently arranging the purchase of $2.5 million worth of shares in a penny stock in an effort to boost its price. The Securities and Exchange Commission said Tuesday that it was charging David F.See all stories on this topic » […]
Law360, New York (June 18, 2013, 3:22 PM ET) -- Several Allianz Global Investors units and Swedish national pension fund Fjarde AP-fonden have dismissed their claims in a multidistrict litigation claiming Merck & Co. and its executives misrepresented ...See all stories on this topic » […]
A Rancho Santa Fe stock promoter pleaded guilty Monday in San Diego federal court to committing securities fraud. David F. Bahr, 54, admitted that he and others attempted to artificially inflate the price of shares of iTrackr, a penny stock. A federal ...See all stories on this topic » […]
A Rancho Santa Fe stock promoter pleaded guilty to committing security fraud at a federal courthouse in San Diego on Monday. David F. Bahr, 54, admitted that he and others attempted to artificially inflate the price of shares of iTrackr, a penny stock ...See all stories on this topic » […]
WASHINGTON--U.S. securities regulators plan to require certain defendants to admit to wrongdoing as a condition of settling securities fraud charges, Securities and Exchange Commission Chairman Mary Jo White said Tuesday. The move marks the most ...See all stories on this topic » […]
James Alexander Shepherd is charged with one count of securities fraud involving the misuse of approximately $6 million over several years, according to a news release issued by Anne M. Tompkins, the U.S. Attorney for the western district of North ...See all stories on this topic » […]
It's so good to hear that the Securities and Exchange Commission plans to refocus its enforcement efforts on accounting fraud. It would be even better for investors if the regulator used all the information already available – no need to resort to ...See all stories on this topic » […]
According to the latest numbers from the Federal Trade Commission, 26 percent of all securities fraud is perpetrated against seniors, but seniors only represent 14 percent of the nation's population. “They obviously attract the attention of criminals ...See all stories on this topic » […]
Bailey was accused of paying over $1 million worth of company stock to a businessman for consulting work that was never performed. The businessman later liquidated the shares and wired a substantial sum to escrow accounts owned by Gateway, which ...See all stories on this topic » […]
LOS ANGELES (CN) - A federal jury convicted the former CEO of a nutritional supplement distributor of a $1 million securities fraud. Richard A. Bailey, 57, of Las Vegas, CEO of publicly traded Gateway Distributors, "paid over $1 million worth of the ...See all stories on this topic » […]
BUSINESSMEN jailed over an investment scam had tens of thousands of pounds of assets seized. Paul Dallimore and Alun Weeks, both 62, and Mohammed Miah, 33, were sent to prison last July for their involvement in a business called Global Microcap ...See all stories on this topic »South Wales Argus […]
Jonathon Garcia, 24, formerly of Middletown, was arrested and charged with wire fraud after falsely telling friends and acquaintances he was developing a website and iPhone app. He asked for investments and loans to supposedly help jump start the ...See all stories on this topic » […]
Bob Casey, D-Pa., Tuesday introduced legislation that would impose additional civil fines for financial fraud against seniors. The Senior Investor Protections Enhancement Act of 2013 would tack on an additional $50,000 in penalties for fraudulent ...See all stories on this topic » […]
A property investment adviser who allegedly recommended to various NSW investors that they set up self-managed superannuation funds to invest in the development of a number of house and land packages in Queensland has been charged with eight ...See all stories on this topic » […]
Deirdre M Daly, Acting United States Attorney for the District of Connecticut, and Kimberly K Mertz, Special Agent in Charge of the New Haven Division of the Federal Bureau of Investigation, announced that Jonathan Gracia, 24, formerly of Middletown ...See all stories on this topic » […]
Jonathan Gracia, 24, was charged with one count of wire fraud stemming from the investment fraud scheme, according to a statement by the U.S. Department of Justice. According to court documents and statements made in court, Gracia falsely told friends ...See all stories on this topic » […]
Court documents indicate that Shepherd perpetrated the fraud by promising his victims returns on their investments in funds Shepherd owned and controlled, including The Shepherd Major Play Option Fund and the Shepherd's Model Hedge Fund. In addition ...See all stories on this topic » […]
Biju Radhakrishnan, the prime suspect in the solar and wind energy projects investment fraud, had collected money from at least a score of city residents in the name of a second firm he had launched here early this year. The second accused in the case ...See all stories on this topic » […]
Kerala Chief Minister Oommen Chandy Monday rejected the Opposition demand for his resignation over the solar panel investment fraud. Two of Chandy's personal aides were recently sacked for to their alleged links with 'fraudster' Saritha S Nair. Chandy ...See all stories on this topic » […]
The surviving mastermind behind a multi-million dollar investment scam, Brian Anthony Bjork, was sentenced to prison on Friday (June 14). At a hearing in February, Bjork pleaded guilty to only one count of wire fraud, but then admitted to a complex ...See all stories on this topic » […]
